(1)
From  :  Sreenivasulu Reddy Chevvu, Hyderabad-16
email :  csreddy@india.com
Sub: Delay in transferring Sub-broker/Remiser Comm. & shares.
Dear Sir/s,   
I have been working with Peninsular Capital Market Limited, as sub-broker/remiser for last 2 years. I don’t want to continue business with them any more because of some personal reasons. So I informed Peninsular Management to pay my commission etc. Rs.6,46,000/-. They have been delaying to do so for months and months. Now, Peninsular put pressure on me to withdraw the complaints from clients, which are with SEBI. Please help me in this issue to get my shares and money from Peninsular. 

(2)
From  : Rakesh Kumar
email : rakesh_s72@yahoo.co.in
Subject -  Shares Transferred By DP to other ID without verification
Dear Sir,
This is in reference to the above said subject matter. Please find herewith the attachment regarding my complaint to NSDL as well as the reminders and their one reply to me. Please look into the matter, and guide me how can I get my shares back.

(3)
From  : Manish Jain, Birlagram-Nagda
email : manishj28@yahoo.com
Sub -  Charges on outstation cheques
Dear Sir,
I am residing at a remote place (Nagda) where branches of Indian banks are available but not of multinational banks. The nearest city is Indore where branches of all banks are available. In case of refund order (public issue) or payment of dividend I always receive cheques of multinational banks. On depositing those cheques into my account at Nagda, I always have to pay Rs. 50/- to 80/- as outstation cheque handling charge. I would like to know if there is any rule by which a company can send me a DD or money order, on which I won’t have to pay any such type of charges. Also I would like to ask you as to what I should do when I receive dividend of Rs. 50/- or less.

(4)
From  :  Mamta Tyagi, Roorkie
email : mamta_virendertyagi@yahoo.com
Respected Sir,
On 18th Aug. 2006 I was called by Mr. Sandeep Arora and other staff. They instructed me to come alone to their office and when I reached there they all pressurized me to take back the case which I filed against them. They threatened me that if I'll not take the case back then the persons who are the heads will murder me and they told me that after I'll take back the case then only they'll settle my case in a proper manner. I request you to take some very serious and effective action against all of them.
 
(5)
From  :  Ram Swaroop Khandelwal, Agra
email :  rhtkhandelwal@yahoo.co.in>
Sub    :  COMPLAINT
Dear Sir,
I applied for 200 shares of M/S NEW BEAM FERRO ALLOYS LTD. I was informed that 100 shares distinctive no. 6406301 to 6406400 were allotted to me.  I wrote so many letters to the company for allotment but I received them back with the comments that there is no company with the same name. Now I am sure that a fraud of Rs.46410000 was played by the directors of the company. I therefore request you to take suitable action against them.

(6)
From  : Kundan Mehta
email : kundanmehta@yahoo.com
Sub   :  Complaint-Rejection of Demat of Shares_Rules Violation
Sir,
I submitted 300 equity shares of Moser Baer for dematting into our DP account 12029900-00210707. On 10-03-06, Indiabulls submitted the shares to MCS for dematting and they were received by MCS on 13-03-06. About 8 weeks after submission, having heard nothing to the contrary, and assuming the shares had been dematted, as another 200 shares had been earlier, I put in an order to sell these shares. To my surprise, my Relationship Manager at Indiabulls, Kartar Singh, informed me that there were no such shares in the account. MCS was not in contact with us on anything to do with dematting of these shares. As a result, I filed a complaint with SCIP.

(7)
From  :  Vinod Sharma, Ludhiana
email :  vinodsharmalic@gmail.com
Sub    :   How Kotak Securities cheated me
I started doing online share trading through Kotak Securities Ltd. In less than one year, I did business through them to the tune of about Rs.24 crore that included delivery and square off and Kotak  earned brokerage in lacs from me. In addition, they also charged me heavy amount of interest on the margins money used by me and also large amount as DP charges.
On Thursday, 18 May 2006, using the margins available to me, I purchased shares to the tune of Rs.25,37,971/- and as per the terms of the agreement with Kotak, this amount was to be debited to me on 22 May 2006. And I was supposed to clear that amount on 22 May 2006 or within the next six days. If I don't pay that amount on 22 May, Kotak would charge me interest.

(8)
From   : Rakhi, Kurukshetra
email  : manojaggarwal@hotmail.com
Sub    :  Help required for Transfer of Share on the under mentioned name
Dear Dr. G.S. Sood,
Please refer to my telephonic discussions regarding the share transfer case, I am enclosing the details as required by you, request you to help me to get these back.
Attachment
I bought 1000 shares from BOP market broker and sent to bank for 
transfer, later on I received  a communication from bank that transfer has been stopped and matter will be status quo till the further orders from NSE etc. Afterwards we received another communication from bank mentioning that we have to send these to NSE for the clearance. We did the same, original shares, transfer deeds all were sent to NSE as per the directions. Till date I am writing the  communications and not able to get the exact status of the share, I wrote thousands of letters to NSE,CRB,BOP,KARVY and all concerns but unable to get status. It is requested to send me the exact position of the following shares. (Name of seller: CRB TRUSTEE’S LTD) Share Certificate no. 360444 to 360453 (FOLIO NO: BOPOO3998)

(9)
From  : Rajesh Sahni
email : sahnirajesh@gmail.com
Sub    : Complaint against HDFC Bank depository.
Dear Sir,
Below mentioned is the details sent to HDFC bank against my d-mat account. From this you will find that HDFC has withheld my 40 shares of rolta. You are requested to please go through the same and arrange to relieve my said shares at the earliest. 
Attachment
I have a de-mat account with HDFC Bank Ltd., Delhi since last 9-10 years. Presently I am having 40 shares of Rolta in my said account. The statement is showing that you have freezed my d-mat  account due to debit balance outstanding in my savings bank account. Your representative had come Ghaziabad and told to open a d-mat account which was going to be compulsory very soon to deal in share market. He told to give a cheque for Rs.5,000 which was to be utilized for transaction/cheque. I opened the said account. Now you are showing a debit balance in my account and thus you have withheld my d-mat account. Can you explain me under which clause of RBI, you have powers to debit my account in excess of balance outstanding in my account? Please give me the breakup of debit balance showing clearly the balance to d-mat account separately.

(10)
From- Radha Gupta, Rajashtan
 <guptahemendra@rediffmail.co>  
Sub -   Brokers involved in fraud case.
Respected Sir,
SAM Global Securities Limited, New Delhi had opened a franchise (M/s. Vinayak Investment) at Bharatpur (Rajasthan). I met with Mr. Manoj Tiwari (partner of M/s. Vinayak Investment) for sale of my shares. I had transferred 100 shares of MCDOWEL, 200 shares of MRPL, 30 shares of RIL and 100 shares of Indian Toner from my d-mat account no.10156594 to d-mat account no.10140088 (Manoj Tiwari). Both accounts operated under Globe Capital Market Ltd., New Delhi (Depository). The payment of the above said shares has not been received till date. Kindly look into the matter and help me.

(11)
From  : Deepak Shukla
email : deepakksshukla@gmail.com
Sub    : Complaint of unauthorized transactions in my trading account.
Dear Sir/Madam,
I am an investor who is having trading account with Indiabulls. After going through SEBI’s website, I found your address. Kindly guide me on following matter:
1. Indiabulls has done some unauthorized transaction in my account which after reporting they are investigating since last 3 months. But there is no response after so many days.            
2. Neither their local area persons are attending my complaints, calls.
Now what should I do? Kindly help me by providing guidance on this issue.

(12)
From  : Ashim Gupta
email : busiashim@yahoo.com
Sub    : Regarding change in bank account details for D-mat account.
Sir,
I am having a D-mat account with ICICI Bank Ltd. since four years. I have pledged few shares to get the overdraft facility from the bank. On 21/8/06, I visited the branch office at Amritsar and requested for pledge of Rel. Comm. Ltd. (78 shares) to be executed on 22/8/06. My request was expected but the limit (monetary) was not exceeded as has to be done against the shares. I contacted the customer care executive and they informed me that the said shares do not exist in their approved list of pledging of shares till 20/8/2006 and the same were included on 23/8/06 (one day after the request). When I asked them to release the limit for the shares that have been pledged by ICICI Bank (on 22/8/2006), they said that I have to first depledge the shares and again request for pledge of same shares. I asked them, as this was not made on behalf of ICICI Bank Ltd. that if the shares were not on their approved list then how can they pledge them and if they have pledged and the same has been included in the list then. Why limit has not been released, to this they said it was my mistake and the customer has to find out the list of approved shares and the same is not provided to the bank branch (D-mat section). Then I asked for the exemption of charges of pledging and depledging of shares. The head office of ICICI Mumbai said that they won’t waive off new charges and customer is to pay bank’s mistake.
I request you to please take appropriate action against the guilty.